Description
Course Title : Management of Financial Services
Assignment Code : MMPF-006/TMA/ JULY/2023
Coverage : All Blocks
Note: Attempt all the questions and submit this assignment to the Coordinator of your
study centre. Last date of submission for July 2023 session is 31st October, 2023 and for
January 2024 session is 30th April 2024.
1. Select any Financial Institution of your choice and try to find out the various financial
services that are being offered by that Institution. Write a detail note on your Findings.
2. Discuss the major Provisions relating to Stockbrokers and Sub-brokers in the Securities
Contracts (Regulation) Act, 1956.
3. What are Corporate Advisory Services? Explain the major Corporate Advisory Services
provided by any such agency of your choice.
4. Discuss the Salient Features of SEBI (Venture Capital Funds) Regulations, 1996.
5. Find out about the various New Age Banking Technologies and their Applications in
Financial Services. Discuss about any one of those technologies in detail.
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